On July 16, 2026, the U.S. Securities and Exchange Commission (SEC) proposed Regulation E-Delivery, a new rule that would expand the ability of issuers, broker-dealers, investment advisers, and others to use electronic delivery to satisfy information delivery requirements under the federal securities laws. The proposal would establish requirements and conditions under which required regulatory information could be delivered electronically without first obtaining the recipient’s affirmative consent, superseding the SEC’s decades-old, guidance-based e-delivery framework while preserving investors’ ability to receive paper delivery upon request.
Read More FUNDamental QuickStudy: SEC Proposes New E-Delivery Approach to Modernize Delivery of Regulatory Information
Brooke Labonski
Brooke advises clients on M&A, corporate governance, structured finance, and regulatory matters across the insurance and financial services industries. She represents insurers, intermediaries, financial institutions, and investment firms in complex buy-side and sell-side transactions and ongoing corporate and regulatory needs.